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COURSE DESCRIPTIONS

Securities Litigation and Enforcement Mr. Juan M. Marcelino 3 credits day; 3 credits evening.
This course builds on the basic concepts developed in the Securities Regulation course as applied in enforcement proceedings brought by the Securities and Exchange Commission. The course will explore procedural issues involving investigation and civil and administrative proceedings as well as substantive issues governing remedies and sanctions such as injunctions, disgorgement, and civil penalties. Special emphasis will be given to investigation and prosecution of internet-related frauds. Prerequisite: Securities Regulation Elective Course Meets Civil Litigation Concentration Requirements Meets Financial Services Concentration Requirements Final Exam Required <<Course Updated: July 28, 2006>>

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Juris Doctor (JD)

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