SECURITIES LAW & REGULATION

Laws, Rules & Regs

Pertinent laws, rules and regulations to the securities industry. Acts of 1933 and 1940. Some forms are included.

Securities Information on the Internet

Excellent Resource. Recommended for Prof. Franco's Securities Regulation class.

If you have any questions, comments, or suggestions, please email:

Rick Buckingham, Reference Librarian.

Last modified: January 18, 2005.