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SECURITIES LAWS & REGULATION Investment Advisers Act of 1940 Investment Company Act of 1940 Rules of the Investment Company Act of 1940 General Rules and Regulations promulgated under the Investment Company Act of 1940 Securities Law. 33 Act. Regulation S-K Links to all applicable U.S. laws and regulations.
If you have any questions, comments or suggestions, please email: Rick Buckingham, Reference Librarian.
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