SECURITIES LAWS & REGULATION

Investment Advisers Act of 1940

Investment Company Act of 1940

Rules of the Investment Company Act of 1940

General Rules and Regulations promulgated under the Investment Company Act of 1940

Securities Act of 1933

Securities Act of 1934

Securities Law. 33 Act. Rules

Securities Law. 33 Act. Regulation S-K

33 ACT FORMS

The Center for Corporate Law

Securities Laws & Regulations

Links to all applicable U.S. laws and regulations.

If you have any questions, comments or suggestions, please email:

Rick Buckingham, Reference Librarian.

Last modified: January 18, 2005.